About WB Financial

Helen H. Halloran

Compliance Manager
Windham Brannon Financial Group, LLC

Helen oversees the firm’s compliance program and is responsible for conducting and/or coordinating on-going education/training sessions for new and existing employees on appropriate compliance-related subjects. She maintains all compliance-related documents, handles SEC filings, updates and maintains the firm’s compliance manual and company Code of Ethics, and handles advisory fee billing for all accounts.

Specialization Includes:

Compliance Specialist
Client Billing
Operations Oversight

Career Highlights

Prior to joining Windham Brannon Financial Group, Helen was a portfolio administrator and later a client service associate with INVESCO Capital Management. She began her career in the financial services industry at Salomon Brothers, Inc. in Institutional Equity Research Sales.

Education and Affiliations

University of Georgia, Bachelor of Science
Atlanta Association of Women in Securities (Executive Board Member from 2001-2005)